Full Service Broker Dealer


DM maintains a specialized agency brokerage with equity trading operations in New York, as well as full-time staff in  Washington, D.C and London. DM is a member firm of the Securities Investor Protection Corporation (SIPC) and of the Financial Industry Regulatory Authority (FINRA, formerly NASD), and clears trades through Goldman Sachs Execution & Clearing L.P.

Compliance & Regulation


As a firm operating in a highly regulated environment, DM has developed a best-of-breed framework to ensure the efficient and compliant delivery of products and services. We offer our clients access to a robust set of tools to manage resources and monitor their usage of services.





New York   |  Washington D.C.  |  London

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