Full Service Broker Dealer
DM maintains a specialized agency brokerage with equity trading operations in New York, as well as full-time staff in Washington, D.C and London. DM is a member firm of the Securities Investor Protection Corporation (SIPC) and of the Financial Industry Regulatory Authority (FINRA, formerly NASD), and clears trades through Goldman Sachs Execution & Clearing L.P.
Compliance & Regulation
As a firm operating in a highly regulated environment, DM has developed a best-of-breed framework to ensure the efficient and compliant delivery of products and services. We offer our clients access to a robust set of tools to manage resources and monitor their usage of services.
Industry-leading Compliance Platform and Procedures
Full-service Broker-Dealer with trading
operations in New York
Small and select client base includes many of the
world’s most prominent hedge funds and mutual funds
Research and services geared toward
investable and actionable ideas
New York | Washington D.C. | London
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